Intelligence

What to do when your advisor screws up

What repercussions are there for financial and investment advisors who misguide or misrepresent opportunities to clients? What are the biggest ethics no-nos? This piece would explain what consumers can/should do in the event they suspect foul play or wrong doing in their advisor, and what the signs are. Requirements: Regulatory bodies, or investment and financial professionals and attorneys should include a synopsis of their tips and insight along with a bio, geographic location, job title and name.