What to do when your advisor screws up

What repercussions are there for financial and investment advisors who misguide or misrepresent opportunities to clients? What are the biggest ethics no-nos? This piece would explain what consumers can/should do in the event they suspect foul play or wrong doing in their advisor, and what the signs are. Requirements: Regulatory bodies, or investment and financial professionals and attorneys should include a synopsis of their tips and insight along with a bio, geographic location, job title and name.