Intelligence

Funding Your Registered Investment Advisory

Writing a series of finance articles geared toward brokers, wealth advisors, and RIA who are leaving a large wirehouse firm to go independent. Requirements: Seeking advice from brokers, wealth advisors, and RIA’s who have gone independent to discuss the real costs of setting up an independent firm and the best practices for how to prepare. Provide three examples of the types of costs that these individuals should consider, how to consider, and what landmines to avoid.