FINRA, Financial Advisors and Social Media Ethics

FINRA, Financial Advisors and Social Media Ethics

With its new Notice 17-18, FINRA spells out some tough new directives for broker-dealers on their social media practices, with special attention on text messages and use of company materials on private advisor accounts. I’m writing an article on the latest from FINRA on what advisors can — and cannot — do on social media. I need advisors and experts to comment on what financial professionals can say and do on social media and what they’re blocked from doing or saying on social media.

Back To Blog