Intelligence

Do RIA’s Feel “Over-Regulated” Under the Current Presidency?

With a new study showing that Uncle Sam is focusing more on RIA investigations, do financial advisors feel they’re being overly targeted? Need financial advisors/RIA’s to weigh in on whether or not they feel their profession is in the government regulatory crosshairs, and why? Or, why not? If so, does the DOL rule have a role to play? All comments welcome. Requirements: RIA’s, financial advisors, financial regulatory experts, financial experts, investors